Home Markets Market Trading Trends: Expect Regulatory Guidance To Accelerate – Finance and Banking

Market Trading Trends: Expect Regulatory Guidance To Accelerate – Finance and Banking

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Gamification tactics and investment advice from social media
influencers and chat rooms are just a couple of the disruptive
technologies and behaviors that are capturing the attention of
regulators in 2021 and forcing them to take a closer look —
and react. For the Financial Industry Regulatory Authority (FINRA)
and the Securities and Exchange Commission (SEC), the question
becomes how far this new generation of traders should be allowed to
take advantage of these new tools, apps, and free trades, and what
guardrails need to be in place to protect investors and ensure
market integrity? The consensus is that we can expect regulatory
guidance to accelerate in 2022.

During the market trading “hot topics” panel at
Katten’s annual 
Financial Markets Litigation and Enforcement Symposium Series
,
Katten attorneys discussed developments in best execution and
payment for order flow, disruptive technology, a new generation of
traders, and the…

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